Financial Audit Discrepancy Root Cause Analysis Report

Report Date:

Prepared By:

Department/Unit:

Audit Details

Audit Period:

Auditor(s):

Audit Reference No.:

Discrepancy Summary

Description of Discrepancy
Date Identified
Amount Involved
Related Accounts/Transactions
Initial Impact Assessment

Root Cause Analysis

Method(s) Used (e.g., 5 Whys, Fishbone Diagram)
Contributing Factors
Underlying Root Cause(s)
Supporting Evidence

Corrective Actions & Recommendations

Action/Recommendation
Responsible Person/Department
Implementation Timeline
Follow-Up Review Date

Management Comments

Sign-Off: