Financial Advisor Client Intake Form
Personal Information
Full Name
Date of Birth
Phone Number
Email Address
Street Address
City
State
ZIP Code
Employment & Income
Employment Status
Employed
Self-Employed
Retired
Unemployed
Student
Occupation
Employer Name
Annual Income
Other Income
Financial Goals
What are your main financial goals?
Desired timeline to achieve your goals
Assets & Liabilities
Major Assets (e.g. home, investments)
Major Liabilities (e.g. mortgage, loans)
Investment Experience
Describe your investing experience
None
Limited
Moderate
Extensive
Risk Tolerance
How would you describe your risk tolerance?
Low
Medium
High
Additional Information
Is there anything else you would like to share?