ISO 14001 Audit Compliance Checklist

General Information
Audit Title Audit Date
Location Auditor
Process/Area Audited
Checklist
Requirement Compliant Non-compliant Evidence/Comments
Context of the Organization is determined and documented (Clause 4.1, 4.2)
Leadership demonstrates commitment to EMS (Clause 5.1)
Environmental Policy is established, maintained and communicated (Clause 5.2)
Environmental aspects are identified and evaluated (Clause 6.1.2)
Compliance Obligations are determined (Clause 6.1.3)
Objectives and plans to achieve them are established (Clause 6.2)
Resources, roles, responsibilities and authorities are assigned (Clause 7.1, 5.3)
Competence and awareness requirements are fulfilled (Clause 7.2, 7.3)
Communication processes are established (Clause 7.4)
Documented information is controlled (Clause 7.5)
Operational planning and control are effective (Clause 8.1)
Emergency preparedness and response is established (Clause 8.2)
Monitoring, measurement, analysis and evaluation are performed (Clause 9.1)
Compliance evaluation is conducted (Clause 9.1.2)
Internal audits are conducted (Clause 9.2)
Management review is undertaken (Clause 9.3)
Nonconformities and corrective actions are addressed (Clause 10.2)
Continual improvement demonstrated (Clause 10.3)