IT Security Compliance Audit Checklist

1. General Information
Audit Date Auditor Name
Department/Team Location
2. Policies & Procedures
Item Compliant (Y/N) Evidence/Comments
Written security policies in place
Access control policies established
Incident response procedures documented
3. Asset Management
Item Compliant (Y/N) Evidence/Comments
Asset inventory maintained
Critical assets identified
4. Access Control
Item Compliant (Y/N) Evidence/Comments
User access reviews performed regularly
Multi-factor authentication implemented
Accounts deactivated when no longer required
5. Network Security
Item Compliant (Y/N) Evidence/Comments
Firewalls configured and maintained
Regular vulnerability scans performed
6. Physical Security
Item Compliant (Y/N) Evidence/Comments
Secured server and equipment rooms
Visitor access controls in place
7. Data Protection
Item Compliant (Y/N) Evidence/Comments
Data encryption in transit and at rest
Regular data backups tested
Data retention and disposal procedures implemented
8. Awareness & Training
Item Compliant (Y/N) Evidence/Comments
Security awareness training conducted
Phishing simulations performed
9. Additional Notes